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In the News

Our legal partners Hall & Wilcox

Insights from the Adviser Innovation summit

Our legal partners Hall & Wilcox

Advice RegTech's CEO Samantha Clarke talks RegTech and Q&A with Hall & Wilcox. See the video linked here. 

RegTech Q&A article

Insights from the Adviser Innovation summit

Our legal partners Hall & Wilcox

Advice RegTech's CEO Samantha Clarke talks RegTech and Q&A with Netwealth's Joint MD Matt Heine of Netwealth. Read the article linked here.

Insights from the Adviser Innovation summit

Insights from the Adviser Innovation summit

Scale oversight and best interest duty outcomes

Talking about the difference between RegTech, Regulatory Technology and SupTech, Supervisory Technology used by the regulators, as reported by FinTech Business.

Scale oversight and best interest duty outcomes

Advice RegTech leads discussion on sector taxonomy, ontology

Scale oversight and best interest duty outcomes

Speaking on the ifa Show podcast, co-founder of Advice RegTech Samantha Clarke said RegTech tools will play a major role in efficiently monitoring advice, enabling scale efficiencies for improved oversight and outcomes. https://www.ifa.com.au/news/18258-adviser-bannings-to-ease-with-rise-of-regtech 

Advice RegTech leads discussion on sector taxonomy, ontology

Advice RegTech leads discussion on sector taxonomy, ontology

Advice RegTech leads discussion on sector taxonomy, ontology

As reported in IFA 4 Jan 2018:The advice industry will need to develop a set of shared definitions for the different words used in important documents for RegTech to achieve its full potential, according to compliance technology business Advice RegTech. 

Advice RegTech Solutions

Find out more

Speaking engagements

Samantha Clarke is a sought after speaker on Financial Services reforms, innovation and RegTech.

While the covid period caused a pause to live events, we have been actively supporting the sector via Webinars:


- With our partners such as The Principals Community on speaking topics such as Cyber Security, plus Trending compliance insights for AFSL governance.


- Moderation of the FINSIA Aged Care webinar.


- AI insights, tips and tools.


Further back, key speaking events have included:


ASIC RegTech event - Responsible Lending August 2020


Financial Advice File Symposium - ASIC RegTech demonstration event August 2019.


RegTech Association - Annual conference and industry information events.


FinTech Taipei - Keynote presentation on RegTech 6-9 December 2018, Taiwan. 


Sydney Enterprise Tech Meetup SydETM  18 Oct  2018, Sydney.

In the wake of the Royal Banking Commission, the regtech space has become one to watch. So how do you drive innovation within a regulated environment? What role can technology play to drive better customer outcomes? Event sponsored by KPMG High Growth Ventures, and supported by WooliesX and Airtree VC


Spark Festival 

Innovation at any age 29 October 2018, Sydney.  This event highlighted exciting innovations by people between 16 and 76 and their secrets for success.

 

SIBOS RegTech Panel 25 October 10.15am at Sydney International Convention Centre. 


InnovationAus RegTech Australia 2018 Forum, 26th September 2018, Sydney.  Examined how regulators, banks and startups are collaborating to develop, adapt and adopt Regtech and Suptech (Regtech for supervisory agencies) are now seen as opportunities creating massive shake-ups in our financial institutions’ deep-rooted legacy banking IT systems and supervisory procedures. Traditional management of compliance, risk ID, regulatory reporting and transaction monitoring will certainly be revamped in the aftermath of the Royal Commission’s findings, to deal with the weaknesses in conduct and risk management, and to increase supervisory effectiveness.


NSW Government RegTech Seminar.  For those in the NSW Government involved in 

  • regulation, compliance, risk and technology functions
  • innovation within government
  • industry advisers in sectors/industries impacted by regulation and compliance. 11 September 2018, Sydney Startup Hub.


RegTech Information Forum for the RegTech Association - 'RegTech in the Bag' 2nd August 2018, Brisbane QLD. More info here. 


Applying AI and Analytics For Better Risk, Fraud, Audit, Legal and Compliance Management Forum 2018 in Sydney, Australia from 11th – 13th July 2018.  More info linked here. 


RegTech for compliance professionals, GRC Institute Event, Sydney, 27th June 2018. 


Digital Disruption in wealth management at the Licensee Summit in the Blue Mountains 4-5 June 2018. 


RegTech and 'Making compliance a competitive advantage' at the Adviser Innovation Summit on 29 May 2018 at Melbourne Convention Centre, and 31 May 2018 at Hyatt Regency Sydney. 


Federal Budget 2018 analysis on 8 May Budget Night for InnovationAus. 


RegTech Association Accelerate Conference at the Amora Hotel on 3rd, 4th May 2018, including moderating the  panel 'Wealth Management in the spotlight'; panel member on 'Hurdles to banking innovation', and demo of Advice RegTech's compliance solution. 


Money 20/20 Asia in Singapore 13-15th March 2018.  


The RegTech Association's 'RegTech in the Bag' event on 13th February at Stone & Chalk's new startup hub at Wynyard Green.  This covered what #RegTech is, why it is so important, what problems RegTechs solve, who is in the eco-system, how they interact and what the opportunities are. 


Industry panel speaker at the ASIC RegTech Liason Forum in Melbourne on December 6th, 2017. 


Intersekt Conference panel on RegTech 3 Nov 2017. 


Chair of the RegTech & Compliance Automation for Financial Services Forum in Sydney Australia on 17-19 October 2017.    

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