About Us

Advice RegTech

Driven by a commitment to financial services innovation, sector efficiency and consumer outcomes.


 Advice RegTech is a regulatory compliance technology and consulting company specialising in the financial advice and wealth management sector. Solutions are underpinned with predictive and prescriptive analytics, and are designed for licensees, regulators and professional bodies to pre-emptively improve financial advice compliance and oversight of Best Interest Duty to consumers. Advice RegTech is a member of both the RegTech Association as well as FinTech Australia.  


Advice RegTech’s Surveillance and Monitoring Intelligence (SAMI) solution was a Compliance Innovator of the Year finalist in the Fintech Business Awards 2017. SAMI was also selected by an expert panel and showcased at the ASIC RegTech Showcase on 18 September 2017.


Samantha Clarke has been recognised in the 2017 Women in Finance awards as a finalist for Association Leadership, as well as in the Money Management Women in Financial Services Awards for Industry Advocacy and IT Innovation. Fraser Jack has been recognised in the 2017 IFA Excellence Awards industry awards for Thought Leadership.  

Fraser Jack

Advice RegTech Co-Founder

Fellow Chartered Financial Practitioner (FChFP), JP

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Fraser Jack has been an experienced licensee and financial adviser.

Fraser has a strong industry reputation as a thought leader, a mentor and an innovator. 

He is also a former leader of the AFA Genxt community of progressive, client-centred, forward-thinking advisers.  

Samantha Clarke

Advice RegTech Co-Founder

M.Bus, B.Com, GAICD  

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Samantha Clarke was most recently the Policy & Professionalism GM for a peak association responsible for Government and regulator relations, including policy consultation on the development of the Professional Standards of Financial Advisers legislation. 

Bringing over 25 years in financial services spanning policy, strategy and engagement, customer, marketing and distribution, product development, technology and innovation in Australia and overseas. 

Samantha is committed to improving outcomes for consumers through initiatives that raise trust and confidence in the quality of advice and products, as well as the efficiency of, the financial services sector. 

Awards

IT Innovation and Industry Advocacy

In the prestigious Money Management and Super Review Women in Financial Services 2017 Awards on October 26th 2017, Advice RegTech's Samantha Clarke was awarded finalist in two categories:

- Industry Advocacy

- IT Innovator 

Industry Leadership

Samantha Clarke was awarded finalist for the Association Leader of the Year category in the Women in Finance awards on 21st September 2017.

Thought Leadership

Fraser Jack was recognised for his Thought Leadership, as a finalist in the IFA Excellence Awards on 7 September 2017

Compliance Innovator

Advice RegTech's SAMI was recognised in the FinTech Business Awards 2017 as a finalist in the Compliance Innovator of the Year category.