Efficiency & Evidence
Streamline your internal compliance and uplift operational efficiency, service quality and risk management with SAMI Technology (Supervision and Monitoring Intelligence). Business case benefits, easy to implement solution for your internal file reviews, call monitoring, notes, incidents, AFSL and Trustee reviews.
Award winning specialist technology for AFSLs and Super
Founded in 2017 Advice RegTech is proud to serve Australia's AFSL Advice sector and APRA-regulated entities including superannuation trustees, with proven compliance technology for efficient oversight of risk, governance and operational efficiency.
Advice RegTech is an award-winning regulatory technology business supporting Trustees, Licensees, Advisers, Compliance and Paraplanning teams, with software for obligations management, file reviews and record-keeping evidence.
Advice RegTech's Supervision and Monitoring Intelligence software called SAMI, was awarded Compliance Innovator of the Year 2019 at the Fintech Business Awards, and was selected to demonstrate at ASIC's RegTech events including the 2019 Financial Advice File Symposium.